Code of Conduct for Authorised Partners
Code of Conduct for Authorised Partners
This page contains important information related to code of conduct for authorised partnership program with RSPL.
- As a Partner, you are required to follow all Compliances and Guidelines as required by SEBI, Exchanges.
- Only Registered Investment Advisors/ Financial Advisors can work with clients in the capacity as prescribed by the regulators.
- Promotions or Advertising content about/ with Dhan (Raise Securities Private Limited) are required to be exchange approved.
- Partners are required to ensure that any advertisement, promotions are as per the guidelines laid down by Advertising Standards Council of India ("ASCI").
- As a Partner, you are required to declare annually that you are not involved in any fraudulent/unethical practices to Dhan.
- Business activities of the Partners which are independent of the partnership with Dhan (Raise Securities Private Limited) should be explicitly out of Dhan affiliation.

